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Wayne Michael Soloaga

Morgan Stanley

Sacramento, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

400 Capitol Mall Suite 1900, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Sacramento CA 04/2007 Present
Morgan Stanley Smith Barney Sacramento CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Sacramento, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Sacramento, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Sacramento, CA
  • 1997-07-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sacramento, CA
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-23
S63 Uniform Securities Agent State Law Examination 1987-02-09
  • S65 Uniform Investment Adviser Law Examination
    2007-07-23
  • S63 Uniform Securities Agent State Law Examination
    1987-02-09

View on SEC IAPD

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