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Steven Claire Fullmer

Osaic Wealth, Inc.

South Jordan, UT

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-05-06
  • UT RA
    APPROVED
    Since 2016-05-06

Branch Locations

10610 South Jordan Gateway Suite 210, South Jordan, UT 84095 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Royal Alliance Salt Lake City UT 02/2013 Present
  • 02/2013 → Present
    Royal Alliance
    Salt Lake City, UT
Previous Registrations
  • 1995-04-05 → 2013-03-06
    Osaic Fa, Inc.
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

1) ALISANDRA, LLC POSITION: Other - Managing member NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 12/15/2003 ADDRESS: 653 No. Eston Circle Kaysville , UT 84037, Kaysville UT 84037, United States DESCRIPTION: I manage my personal investments only including securities and real estate. The real estate are rental properties of which we derive rental income for our management. 2) INTEGRATED FINANCIAL GROUP, LLC, 3115 EAST LION LANE #310, SALT LAKE CITY, UTAH 84121 CATEGORY: LEGAL ENTITY/LLC INVESTMENT-RELATED: NO TITLE: OWNER DUTIES: OWNER/PARTNER FOR LFA BUSINESS USE. START DATE: 07/1/2010 HOURS PER MONTH: 180 HOURS PER MONTH DURING TRADING HOURS: 140 3) CORPORATE RIA, INTEGRATED FINANCIAL GROUP, INVESTMENT RELATED, 3115 EAST LION LN #310 SALT LAKE CITY UT. 84121, 1/1/2007, 180/MONTH, 140/TRADING HOURS, COMPREHENSIVE FINANCIAL PLANNING PRACTICE 4) INTEGRATED 106, LLC POSITION: manager NATURE: This is an LLC that has been created to own a building to be built in 2018-19 to move office to. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/27/2017 ADDRESS: 10610 S Jordan Gateway #210, South Jordan UT 84095, United States DESCRIPTION: yearly tax return 6) HYDROGEN INVESTMENT GROUP LLC POSITION: Managing member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2024 ADDRESS: 150 W. Auto Mall Dr, St George UT 84770, United States DESCRIPTION: Manage information on the investment. Annual renewal of LLC, This LLC is set up to hold one private equity, Q Hydrogen Commercialization 7) INTEGRATED FINANCIAL GROUP POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 11/05/2007 ADDRESS: 10610 S Jordan Gateway #210, South Jordan UT 84095, United States DESCRIPTION: Sale of life insurance through various brokerage groups

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-21
  • S63 Uniform Securities Agent State Law Examination
    1987-01-21
Other Names
  • Steve Claire Fullmer

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