Robert Randall Goggins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Corporation
  Salt Lake City, UT

Previous Registrations

• 2006-08-08 → 2009-10-26
  Wellspring Wealth Management Llc
  Hoffman Estates, IL
• 2004-06-04 → 2009-09-24
  Associated Planners Investment Advisory Inc
  Houston, TX
  Salt Lake City, UT
  Boston, MA
• 2000-09-01 → 2004-06-08
  Ws Griffith Securities, Inc.
  Houston, TX

Other Businesses

1. 1/6/2012 - NON-VARIABLE INSURANCE DBA - PROGRESSIVE PLANNING, LLC - PROGRESSIVE PLANNING, LLC IS A STATE REGISTERED LIFE INSURANCE AGENCY AND PROVIDES FIXED INSURANACE PRODUCTS TO OUR CLIENTS (I.E., LIFE INSURANCE, DISABILITY INSURANCE, LONG-TERM CARE INSURANCE AND FIXED ANNUITIES). - TIME SPENT 15% 2. 09/12/2022 - SLAB Investments LLC - Investment Related - Avon Colorado 81620 - Real Estate Rental - Start Date - 11/08/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-16
• S63 Uniform Securities Agent State Law Examination
  1999-04-22

Other Names

• Randy Goggins