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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-01 |
| UT | RA | APPROVED | 2017-11-13 |
Branch Locations
406 W South Jordan Pkwy #200, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Cottonwood Heights | UT | 08/2012 | 10/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Bountiful | UT | 08/2012 | 11/2017 |
| Lpl Financial, Llc | South Jordan | UT | 11/2017 | Present |
1. 11/10/2017 - PROGRESSIVE PLANNING, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SOUTH JORDAN, UT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-31 |
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