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Lex John Drollinger

LPl Financial LLC

South Jordan, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-01
UT RA APPROVED 2017-11-13
  • TX RA
    APPROVED_RES
    Since 2023-02-01
  • UT RA
    APPROVED
    Since 2017-11-13

Branch Locations

406 W South Jordan Pkwy #200, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Cottonwood Heights UT 08/2012 10/2017
Various Insurance Carriers For W&R Insurance Agencies Bountiful UT 08/2012 11/2017
Lpl Financial, Llc South Jordan UT 11/2017 Present
  • 08/2012 → 10/2017
    Waddell & Reed, Inc
    Cottonwood Heights, UT
  • 08/2012 → 11/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Bountiful, UT
  • 11/2017 → Present
    South Jordan, UT
Previous Registrations
  • 2012-08-29 → 2017-11-15
    Waddell & Reed
    Clearfield, UT
    Scottsdale, AZ
  • 2007-06-14 → 2010-06-01
    West Valley City, UT
    American Fork, UT
    Orem, UT
    Salt Lake City, UT
    Sandy, UT
    West Jordan, UT
    West Valley, UT
    West Valley, UT
    Sandy, UT
    Saratoga Springs, UT
    West Jordan, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Ogden, UT
    Cedar City, UT
    Hurricane, UT
    Pleasant Grove, UT
    Riverdale, UT
    Provo, UT
    Sandy, UT
    Centerville, UT
    Salt Lake City, UT
    Saint George, UT
    South Jordan, UT
    Syracuse, UT
    Brigham City, UT
    Draper, UT
    Ogden, UT
    Salt Lake City, UT
    Payson, UT
    Riverton, UT
    Saint George, UT
    Sunset, UT
    Woods Cross, UT
    Orem, UT
    Provo, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Kearns, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Saint George, UT
    West Jordan, UT
    West Valley City, UT
    Magna, UT
    Cedar City, UT
    Salt Lake City, UT
    Lehi, UT
    Midvale, UT
    Bountiful, UT
    Salt Lake City, UT
    Ogden, UT
    North Salt Lake, UT
    Midvale, UT
    Murray, UT
    Layton, UT
    Saint George, UT
    Saint George, UT
    Herriman, UT
    Salt Lake City, UT
    Hurricane, UT
    Salt Lake City, UT
Other Businesses

1. 11/10/2017 - PROGRESSIVE PLANNING, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SOUTH JORDAN, UT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-13
S63 Uniform Securities Agent State Law Examination 2006-07-31
  • S65 Uniform Investment Adviser Law Examination
    2007-06-13
  • S63 Uniform Securities Agent State Law Examination
    2006-07-31
Other Names
  • Drollinger John Lex
  • Lex John Drollinger
  • Lex Drollinger

View on SEC IAPD

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