James Michael Thompson

Current Employers

Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-04-09
MA	RA	APPROVED	2026-04-08

CT RA
APPROVED

Since 2026-04-09
MA RA
APPROVED

Since 2026-04-08

Branch Locations

135 Thompson Road, Webster, MA 01570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
O'COnnor & Co Ins Agency	Dudley	MA	02/1999	Present
Mwa Financial Services, Inc.	Rock Island	IL	02/2004	Present
Modern Woodmen Of America	Rock Island	IL	01/2004	Present

02/1999 → Present

O'COnnor & Co Ins Agency

Dudley, MA
02/2004 → Present

Mwa Financial Services, Inc.

Rock Island, IL
01/2004 → Present

Modern Woodmen Of America

Rock Island, IL

Other Businesses

O'CONNOR & CO INSURANCE AGENCY (NON-INVESTMENT RELATED) DUDLEY, MA 01571. NATURE OF BUSINESS: INSURANCE POSITION - ASSOC SINCE 2/99. ASSIST WITH OPERATIONS OF AGENCY 100HRS/MONTH. OFFERING AND WRITING P&C INSURANCE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-01-29

S63 Uniform Securities Agent State Law Examination

1987-01-29

Designations

Other Names

James M Thompson

View on SEC IAPD

Current Employers

Mwa Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews