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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2013-09-30 |
Branch Locations
351 Main St, Oxford, MA 01540 • United States
416 Belmont St, Worcester, MA 01604 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oxford | MA | 09/2013 | Present |
(1) 10/17/2013 - DBA ONLY - BROOKSTONE WEALTH MANAGEMENT - OXFORD, MA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-30 |
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