Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-31 |
| MA | RA | APPROVED | 2010-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oxford | MA | 09/2010 | Present |
(1) 09/16/2010 - DBA ONLY - BROOKSTONE WEALTH MANAGEMENT - OXFORD, MA (2) 09/16/2010 - NON-VARIABLE INSURANCE - HEALTH INSURANCE PLANS FOR SMALL GROUPS DIRECT WITH CARRIERS LICENSED IN THE STATE OF MASSACHUSETS - 5% OF TIME SPENT - OXFORD, MA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-20 |
Reach out to this advisor