Joshua Farmer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Lpl Financial Llc
  Oxford, MA

Other Businesses

(1) 09/16/2010 - DBA ONLY - BROOKSTONE WEALTH MANAGEMENT - OXFORD, MA (2) 09/16/2010 - NON-VARIABLE INSURANCE - HEALTH INSURANCE PLANS FOR SMALL GROUPS DIRECT WITH CARRIERS LICENSED IN THE STATE OF MASSACHUSETS - 5% OF TIME SPENT - OXFORD, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-24
• S63 Uniform Securities Agent State Law Examination
  2004-07-20

Designations

• Certified Financial Planner