Douglas Wayne Noll

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1986 → Present
  Stifel, Nicolaus & Company, Incorporated
  St Louis, MO
• 10/2018 → 05/2021
  Century Securities Associates, Inc.(28218)
  St. Louis, MO
• 05/2021 → Present
  Stifel Independent Advisors, Llc
  St. Louis, MO

Previous Registrations

• 2018-10-08 → 2026-08-24
  Stifel Independent Advisors, Llc
  St. Louis, MO

Other Businesses

1. Fox Run Hollow Road Association; 19055 Rox Run Hollow, Wildwood, MO 63069; Road maintenance association for small group of homes; Treasurer; Handle money for collective road repairs on private road; 05/29/2020; 5 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-19
• S63 Uniform Securities Agent State Law Examination
  1987-03-05

Other Names

• Douglas W Noll