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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2005-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St Louis | MO | 11/1986 | Present |
| Century Securities Associates, Inc.(28218) | St. Louis | MO | 10/2018 | 05/2021 |
| Stifel Independent Advisors, Llc | St. Louis | MO | 05/2021 | Present |
1. Fox Run Hollow Road Association; 19055 Rox Run Hollow, Wildwood, MO 63069; Road maintenance association for small group of homes; Treasurer; Handle money for collective road repairs on private road; 05/29/2020; 5 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-05 |
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