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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-13
FL RA APPROVED 2009-07-02
  • TX RA
    APPROVED_RES
    Since 2020-08-13
  • FL RA
    APPROVED
    Since 2009-07-02

Branch Locations

1113 Se 47Th Terrace Suite 3, Cape Coral, FL 33904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Cape Coral FL 05/2009 Present
Rouse Kelly Financial Cape Coral FL 05/2009 Present
Raymond James Financial Services Advisors, Inc Cape Coral FL 07/2009 Present
Previous Registrations
  • 2003-07-01 → 2009-05-27
    Ameriprise Advisor Services, Inc.
    Fort Myers, FL
    Cape Coral, FL
    Cape Coral, FL
  • 2002-10-18 → 2003-07-09
    Cape Coral, FL
Other Businesses

(1)Name of Business: ROUSE KELLY FINANCIAL Address: 1113 SE 47th Ter Ste 3, Cape Coral, FL, 33904, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/22/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: LLC Partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-17
S63 Uniform Securities Agent State Law Examination 1987-03-12
  • S65 Uniform Investment Adviser Law Examination
    2000-10-17
  • S63 Uniform Securities Agent State Law Examination
    1987-03-12

View on SEC IAPD

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