Christian Lynn Lucci

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 02/2018
  Scottrade, Inc.
  Mentor, OH
• 02/2018 → 06/2024
  Td Ameritrade, Inc.
  Mentor, OH
• 02/2018 → 06/2024
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 02/2022 → Present
  Charles Schwab & Co., Inc.
  Westlake, OH
• 02/2022 → Present
  Charles Schwab Bank, Ssb
  Westlake, OH

Previous Registrations

• 2018-02-26 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Beachwood, OH
  Orange Village, OH
  Westlake, OH
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  Mentor, OH
  Orange Village, OH
  Westlake, OH
• 2017-01-27 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1) New Growth Stables LLC|Investment Related: No|3792 N State Route 42, Waynesville, OH, 45068, US|Agriculture/Forestry/Fishing|Vice President and Secretary|6/15/2023|Less than 20 hour/month - 0 during trading hours|Horse boarding and horse lessons

Exams

• S66 Uniform Combined State Law Examination
  2017-01-27
• S63 Uniform Securities Agent State Law Examination
  1999-08-12