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Douglas John Lyons

Oceanic Capital Management LLC

Red Bank, NJ

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Current Employers
Oceanic Capital Management Llc

125 Half Mile Road Suite 200, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-11-03
  • NJ RA
    APPROVED
    Since 2017-11-03

Branch Locations

125 Half Mile Road Suite 200, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Douglas J. Lyons Financial Group Inc. Red Bank NJ 03/2010 Present
Oceanic Capital Management Llc Red Bank NJ 10/2017 Present
Previous Registrations
  • 2010-09-09 → 2018-03-31
    Douglas J. Lyons Financial Group Inc.
    Red Bank, NJ
  • 2008-10-28 → 2010-03-19
    Ubs Financial Services Inc.
    Melville, NY
    Melville, NY
    Weehawken, NJ
    Manasquan, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-27
S63 Uniform Securities Agent State Law Examination 2001-10-05
  • S66 Uniform Combined State Law Examination
    2008-10-27
  • S63 Uniform Securities Agent State Law Examination
    2001-10-05
Designations

View on SEC IAPD

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