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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-29 |
Branch Locations
433 Hackensack Avenue 8Th Floor, Hackensack, NJ 07601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Florham Park | NJ | 04/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florham Park | NJ | 11/2016 | 06/2020 |
| Stifel, Nicolaus & Company, Incorporated(793) | Hackensack | NJ | 06/2020 | Present |
1. Rental Property; 4 Camberly Road, East Hampton, NY 11937; Rental; Owner; Manage property and collect rent; 08/01/2022; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-05-13 |
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