Linda Morin Knott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-05-13
FL	RA	APPROVED	2018-10-15
NH	RA	APPROVED	2005-10-04

TX RA
APPROVED

Since 2024-05-13
FL RA
APPROVED

Since 2018-10-15
NH RA
APPROVED

Since 2005-10-04

Branch Locations

174 Court Street, Laconia, NH 03246-2557 • United States

Naples, FL • United States

Laconia, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Laconia	NH	10/2005	Present

10/2005 → Present

Lpl Financial, Llc

Laconia, NH

Previous Registrations

2003-07-09 → 2005-10-12

Citizens Securities, Inc.

Meredith, NH
1995-06-10 → 2003-07-08

Metlife Investment Fund Services Llc

Needham, MA

Other Businesses

1. 5/13/2020 - McKnott LLC - Investment Related - 174 Court Street, Laconia NH 03246 - Real Estate Rental - Started 05/01/2009 - 1 Hour Per Month During Securities Trading - Sublease other space within the building.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-02-25
S63	Uniform Securities Agent State Law Examination	1990-06-04

S65 Uniform Investment Adviser Law Examination

2002-02-25
S63 Uniform Securities Agent State Law Examination

1990-06-04

Designations

Certified Financial Planner

Other Names

Linda Doherty Morin

View on SEC IAPD