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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-13
FL RA APPROVED 2018-10-15
NH RA APPROVED 2005-10-04
  • TX RA
    APPROVED
    Since 2024-05-13
  • FL RA
    APPROVED
    Since 2018-10-15
  • NH RA
    APPROVED
    Since 2005-10-04

Branch Locations

174 Court Street, Laconia, NH 03246-2557 • United States

Naples, FL • United States

Laconia, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Laconia NH 10/2005 Present
Previous Registrations
  • 2003-07-09 → 2005-10-12
    Meredith, NH
  • 1995-06-10 → 2003-07-08
    Metlife Investment Fund Services Llc
    Needham, MA
Other Businesses

1. 5/13/2020 - McKnott LLC - Investment Related - 174 Court Street, Laconia NH 03246 - Real Estate Rental - Started 05/01/2009 - 1 Hour Per Month During Securities Trading - Sublease other space within the building.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-25
S63 Uniform Securities Agent State Law Examination 1990-06-04
  • S65 Uniform Investment Adviser Law Examination
    2002-02-25
  • S63 Uniform Securities Agent State Law Examination
    1990-06-04
Designations
Other Names
  • Linda Doherty Morin

View on SEC IAPD

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