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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-17
NH RA APPROVED 2017-06-26
  • TX RA
    APPROVED_RES
    Since 2025-10-17
  • NH RA
    APPROVED
    Since 2017-06-26

Branch Locations

62 Pleasant Street, Laconia, NH 03246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of New Hampshire Laconia NH 11/2011 Present
Cetera Investment Services Llc St. Cloud MN 05/2012 Present
Cetera Investment Advisors Llc Laconia NH 06/2017 Present
  • 11/2011 → Present
    Bank Of New Hampshire
    Laconia, NH
  • 05/2012 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2017 → Present
    Cetera Investment Advisors Llc
    Laconia, NH
Previous Registrations
  • 2006-06-26 → 2007-12-21
    Banc Of America Investment Services, Inc.
    Concord, NH
  • 2003-06-26 → 2006-06-01
    Td Ameritrade, Inc.
    Manchester, NH
    Bedford, NH
  • 2006-04-24 → 2006-06-01
    Td Ameritrade Investment Management, Llc
    Manchester, NH
Other Businesses

1. FIXED INSURANCE THROUGH BANK OF NEW HAMPSHIRE AND JBC COMPANIES; 2. CHAIRMAN OF THE PLANNING BOARD OF TOWN OF LITTLETON

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-07
S63 Uniform Securities Agent State Law Examination 2013-07-09
  • S66 Uniform Combined State Law Examination
    2017-06-07
  • S63 Uniform Securities Agent State Law Examination
    2013-07-09

View on SEC IAPD

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