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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-17 |
| NH | RA | APPROVED | 2017-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of New Hampshire | Laconia | NH | 11/2011 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2012 | Present |
| Cetera Investment Advisors Llc | Laconia | NH | 06/2017 | Present |
1. FIXED INSURANCE THROUGH BANK OF NEW HAMPSHIRE AND JBC COMPANIES; 2. CHAIRMAN OF THE PLANNING BOARD OF TOWN OF LITTLETON
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-09 |
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