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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| CO | RA | APPROVED | 2009-06-10 |
Branch Locations
2520 S. Grand Ave. Suite 210, Glenwood Springs, CO 81601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Glenwood Springs | CO | 06/2009 | Present |
1. Gallery 809 DBA Cooper Corner Gallery; 315 8th St, Glenwood Springs, CO 81601; Cooperative art gallery; Partner; Artwork display; 05/11/2010; 4 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-12 |
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