Donald Lee Tapp

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → Present
  Various Insurance Agents
  Glenwood Springs, CO
• 12/2004 → 09/2025
  Avantax Investment Services, Inc.
  Glenwood Springs, CO
• 02/2005 → 09/2025
  Avantax Advisory Services
  Glenwood Springs, CO
• 01/2005 → Present
  Don Tapp Cpa, Inc.
  Glenwood Springs, CO
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Glenwood Springs, CO
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-02-05 → 2025-09-05
  Avantax Advisory Services
  Glenwood Springs, CO
• 2002-09-13 → 2005-01-05
  Waddell & Reed
  Grand Junction, CO

Other Businesses

1) Tapp Investments, LLC~62 Laird Lane~Glenwood Springs~CO~81601~No Outside Business Activities - Investments Only~Partner/General Partner~9/3/2004~1hrs~1hrs~LLC created for personal investments.| 2) Don Tapp CPA, Inc.~1227 Grand Avenue~Glenwood Springs~CO~81601~Accounting Services/Tax Preparation~Owner~1/20/2005~40hrs~40hrs~Tax Planning and Preparation. Strategic business consulting. Accounting services.| 3) Nothwestern Colorado Youth for Christ~1614 Grand Avenue~Glenwood Springs~CO~81601~Other~Other~11/1/2019~6hrs~0hrs~Financial and tax reporting.| 4) TAPP & ASSOCIATES, INC. POSITION: Owner NATURE: Trade Name INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 07/11/2011 ADDRESS: 1227 Grand Avenue, Glenwood Springs CO 81601, United States DESCRIPTION: Trade Name

Exams

• S66 Uniform Combined State Law Examination
  2002-10-17

Designations

• Certified Financial Planner