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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leonard Brodsky And Associates Inc. | Princeton | NJ | 03/1995 | Present |
| Commonwealth Financial Network | Waltham | MA | 02/2007 | Present |
1. LEONARD BRODSKY AND ASSOCIATES,INC.- PRESIDENT,SOLE OWNER AND INSURANCE AGENT OF OPERATING CORPORATION FOR SECURITIES BUSINESS,INVESTMENT RELATED. 2. 48 W BRIDGE STREET LLC - SOLE MEMBER OF ENTITY CREATED TO OWN AND LEASE OFFICE BUILDING AT BRANCH LOCATION, INVESTMENT RELATED. 3.FIXED INSURANCE SALES-AT THE BRANCH LOCATION, INVESTMENT-RELATED. 4.PROVIDING ASSISTANCE WITH THE MEDICAL INSURANCE CLAIMS PROCESS FOR A FEE, AT THE BRANCH LOCATION,INVESTMENT RELATED. 5. LEONARD BRODSKY & ASSOCIATES INC. DEFINED BENEFIT PLAN - TRUSTEE FOR SECURITY COMPANY'S RETIREMENT PLAN; NON-INVESTMENT RELATED. 6. LBA, LLC - SOLE OWNER OF PRIVATE ENTITY FOR PAYROLL AND EMPLOYEE BENEFITS FOR SECURITIES BUSINESS; NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-03 |
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