Jagruti D Panwala

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → 11/2018
  John Hancock Mutual Life Insurance Compa
  Allentown, PA
• 08/1998 → 11/2018
  Signator Investors, Inc.
  Lancaster, PA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Bensalem, PA

Previous Registrations

• 2016-02-12 → 2018-11-02
  Signator Investors, Inc.
  Allentown, PA
  Bensalem, PA
  Allentown, PA
  Allentown, PA
  Lancaster, PA

Other Businesses

1) RENTAL PROPERTY OWNER POSITION: Rental property owner NATURE: Own property to rent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/05/2015 ADDRESS: 11 Sienna Cir, Ivyland PA 18974, United States DESCRIPTION: Property owner 2) SITA RAM, LLC POSITION: Shareowner/Silent Partner of hotel NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/05/2015 ADDRESS: 11 Sienna Cir, Ivyland PA 18974, United States DESCRIPTION: Silent partner 3) AHLA POSITION: Executive Member - Board of Directors NATURE: American Hotel and Lodging Association INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2020 ADDRESS: 1250 Eye street NW # 1100, Washington DC WA 20005, United States DESCRIPTION: Executive Member of the Board 4) WEALTH PROTECTION STRATEGIES POSITION: President & CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/05/2015 ADDRESS: 290 Union Square Drive, New Hope PA 18938, United States DESCRIPTION: Sales / Marketing of securities, investment advisory and insurance products 5) WEALTH PROTECTION STRATEGIES POSITION: President & CEO NATURE: LLC - Fixed Insurance Sales - in context of financial plan INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 55 START DATE: 01/05/2015 ADDRESS: 290 Union Square Drive, New Hope PA 18938, United States DESCRIPTION: Insurance Brokerage 6) CASTELL COLLEGE POSITION: Panel speaker NATURE: Castell Project, a 5013 nonprofit, is named for castell builders. These teams of thousands build human pyramids that lift people many levels high. Hospitality degrees offered INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 1111 Rosedale Drive NE, Atlanta GA 30306, United States DESCRIPTION: Panel speaker to motivate college students 7) N B HOTEL GROUP LLC POSITION: Silent investor NATURE: It is an LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 4625 E. Street Road, Unit B, Featerville - Trevose PA 19053, United States DESCRIPTION: Am just an investor 8) FIRST FINANCIAL RESOURCE POSITION: Board of Director NATURE: First Financial Resource - Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2026 ADDRESS: 100 Spectrum Center Dr, Ste 400, Irvine CA 92618, United States DESCRIPTION: Board of Director of insurance - guiding to help advisors meet, share ideas and make it better

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-25
• S63 Uniform Securities Agent State Law Examination
  1998-12-07

Other Names

• Jagruti Panwala