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Paul Francis Dumais

D.A. Davidson & Co.

Spokane, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
WA RA APPROVED 1999-09-02
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • WA RA
    APPROVED
    Since 1999-09-02

Branch Locations

2204 East 29Th Avenue Suite 210, Spokane, WA 99203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Spokane WA 02/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-26
S63 Uniform Securities Agent State Law Examination 1987-01-23
  • S65 Uniform Investment Adviser Law Examination
    1999-02-26
  • S63 Uniform Securities Agent State Law Examination
    1987-01-23

View on SEC IAPD

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