Joshua Andrew Mazer

Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Wells Fargo Advisors Financial Network Llc
  Annapolis, MD

Previous Registrations

• 2009-05-08 → 2022-10-31
  Wells Fargo Advisors Financial Network, Llc
  Annapolis, MD
  Annapolis, MD
• 2008-01-01 → 2009-05-08
  Wells Fargo Clearing Services, Llc
  Annapolis, MD
• 2006-04-05 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Annapolis, MD
  St. Louis, MO
• 2005-06-30 → 2006-04-07
  Truist Investment Services, Inc.
  Washington, DC
  Washington, DC
  Dunkirk, MD
• 2004-03-19 → 2005-06-30
  Truist Securities, Inc.
  Washington, DC
• 2000-11-08 → 2004-03-24
  Morgan Stanley Dw Inc.
  Annapolis, MD

Other Businesses

POWER OF ATTORNEY FOR FATHER; NOT INV. RELATED; BEACON, NY; START DATE 4/25/2015; 5 HRS PER MONTH; 0 HRS DURING TRADING. - TRUSTEE FOR FATHER (DECEASED), INV-RELATED, ANNAPOLIS, MD, START: 6/3/15, 5 HRS/MO, 0 DURING TRADING. -TRUSTEE FOR MOTHER, INV-RELATED, ANNAPOLIS, MD, TRUSTEE, START: 6/2015, 3 HRS/MO, 0 DURING TRADING. -TRUSTEE FOR TWO BROTHERS, INV-RELATED, ANNAPOLIS, MD, TRUSTEE, START: 6/2015, 3 HRS/MO, 0 DURING TRADING. PALACE PARTNERS LLC, INV RELATED, LARGO, MD, 10% OWNER, START: 5/2017, 0 HOURS, NO DUTIES. BOAT SLIP RENTAL PROPERTY, INVT RELATED, ANNAPOLIS, MD, 100% OWNERSHIP, START DATE 7/1/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF BOAT SLIP VANTAGE WEALTH MANAGEMENT, INC, INVT RELATED, ANNAPOLIS, MD, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2009, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. MARYLAND STATE HOUSE OF DELEGATES AND STATE SENATE; NOT INV. RELATED; ANNAPOLIS, MD; REGISTERED LOBBYIST; START DATE 12/2019; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: EDUCATING STATE LEGISLATORS ABOUT RISKS AND BENEFITS OF HPV VACCINATION. VANTAGE WEALTH MANAGEMENT, INC; INVESTMENT RELATED; ANNAPOLIS,MD; 99% OWNERSHIP; START DATE 03/25/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER OF FINET PRACTICE. Senior Policy Advisor, Department of Health and Human Services. Advise HHS Secretary Kennedy on US Gov't Policies under the Aegis of HHS. Will be a W-2 Employee working 80 hours a month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-23
• S63 Uniform Securities Agent State Law Examination
  1987-01-21

Designations

• Certified Financial Planner