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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2009-01-02 |
Branch Locations
5950 Symphony Woods Rd Suite 412, Columbia, MD 21044 • United States
5950 Symphony Woods Road Suite 412, Columbia, MD 21044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2006-11-13 |
Branch Locations
5950 Symphony Woods Road Suite 412, Columbia, MD 21044 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc. | Columbia | MD | 01/2006 | Present |
| Raymond James Financial Services Advisors, Inc | Columbia | MD | 01/2009 | Present |
| Wagener-Lee Llc | Columbia | MD | 01/2006 | Present |
(1)Name of Business: Wagener-Lee LLC Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 21044-3591, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Planning, Tax Planning (2)Name of Business: Wagener-lee, Llc Address: 5950 Symphony Woods Road, Suite 412, Columbia, MD 21044, Columbia, MD, 21044, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 01/24/2007 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Tax Preparation and Planning
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-03-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-02 |
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