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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Tampa | FL | 04/2007 | Present |
| Morgan Stanley Smith Barney | Tampa | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
(1).AFEW PROPERTIES LLC; INVESTMENT RELATED; TAMPA/FL; REAL ESTATE; TITLE: EMPLOYEE; START DATE: 4/2009; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 4. *396563 - Viral Hog; Investment related -No; Bozeman, Montana; Art/Culture; Licencee (proprietor, partner, officer, director, employee, trustee, agent); April 2020; During business hours: 0; Passive content contributor * 349760 - Hillsborough County Bar Foundation; Investment related No; Tampa, FL; Hardship Assistance, Individual Rights and Liberties, Economic Assistance, Civic/Community; Board Member, Finance Committee President Elect (proprietor, partner, officer, director, employee, trustee, agent); 08/2018; During business hours: 0; After business hours: 4; Business Development/Growth, Fundraising *68595- AFEW Properties LLC; Investment related: Yes; Tampa, Florida; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 2; After business hours: 3; Administrative, Check Signing/Funds Disbursements, Property Management *683621- Platt Street Tampa Properties LLC; Investment related: Yes; Tampa, Florida; Rental Property; Manager, VP, Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 2; After business hours: 3; Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-21 |
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