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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-17 |
| VA | RA | APPROVED | 2021-06-17 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1800 Tysons Boulevard Suite 380, Mclean, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 06/2021 |
| Raymond James Financial Services, Inc. | Mclean | VA | 06/2021 | 05/2022 |
| Steward Partners Investment Advisory Llc | Mclean | VA | 06/2021 | Present |
| Steward Partners Global Advisory, Llc | Mclean | VA | 06/2021 | Present |
| Sullender Utley Financial Group, Llc - Affil W/Steward Partners | Mclean | VA | 06/2021 | Present |
| Steward Partners Global Advisory, Llc | Mclean | VA | 06/2021 | Present |
| Steward Partners Investment Solutions, Llc | Mclean | VA | 05/2022 | Present |
Name of Business : Utley LLC -Address: Mc Lean, VA -Nature of the Business: Support Company/DBA (Owner) -Position/Title: Support Company/DBA (Owner) -Investment Related:No -Start Date: 06/17/2021 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-01 |
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