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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-06-27
VA RA APPROVED 2023-08-03
  • MD RA
    APPROVED
    Since 2024-06-27
  • VA RA
    APPROVED
    Since 2023-08-03

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

2946 Chain Bridge Rd Ste A, Oakton, VA 22124 • United States

1753 Pinnacle Dr 1St Fl, Mclean, VA 22102 • United States

7030 Old Keene Mill Rd, Springfield, VA 22150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 02/2015 03/2017
Charles Schwab & Co., Inc. Tysons Corner VA 04/2021 09/2022
Charles Schwab Bank, Ssb Tysons Corner VA 04/2021 09/2022
T. Rowe Price Owings Mills MD 03/2017 11/2018
T. Rowe Price Owings Mills MD 02/2018 01/2020
T. Rowe Price Owings Mills MD 02/2020 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 09/2022 01/2023
Bank Of America N.A. Bethesda MD 01/2023 07/2023
Wells Fargo Clearing Services, Llc Mclean VA 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-14
S63 Uniform Securities Agent State Law Examination 2016-10-31
  • S66 Uniform Combined State Law Examination
    2017-08-14
  • S63 Uniform Securities Agent State Law Examination
    2016-10-31
Other Names
  • Michael Polk Gainor
  • Michael Gainor

View on SEC IAPD

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