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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-09-05
  • VA RA
    APPROVED
    Since 2025-09-05

Branch Locations

2970 Chain Bridge Rd. Suite B, Oakton, VA 22124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hester & Co Oakton VA 01/1993 Present
1St Global Capital Corp. Oakton VA 01/1995 10/2019
1St Global Advisors, Inc Oakton VA 07/1999 10/2019
Avantax Advisory Services Oakton VA 10/2019 09/2025
Avantax Investment Services, Inc. Oakton VA 10/2019 09/2025
Cetera Wealth Services, Llc Oakton VA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1993 → Present
    Hester & Co
    Oakton, VA
  • 01/1995 → 10/2019
    1St Global Capital Corp.
    Oakton, VA
  • 07/1999 → 10/2019
    1St Global Advisors, Inc
    Oakton, VA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Oakton, VA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Oakton, VA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Oakton, VA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Oakton, VA
  • 1999-08-04 → 2019-10-25
    1St Global Advisors Inc
    Oakton, VA
Other Businesses

1) SOUTHERN MARKETING ASSOCIATES,INC POSITION: OUTSIDE ACCOUNTANT NATURE: MANUFACTURERS SALES REP INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 1 START DATE: 05/01/1987 ADDRESS: 1511 EAST SR 434, SUITE 1009, WINTER SPRINGS FL 32708, DESCRIPTION: MAINTAIN GENERAL LEDGER ACCOUNTS, PROCESS PAYROLL, PROCESS ACCOUNTS PAYABLE 2) HRC BCH VENTURE POSITION: GENERAL PARTNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/1985 ADDRESS: 2970 CHAIN BRIDGE ROAD, Oakton VA 22124, DESCRIPTION: GENERAL PARTNER OF LIMITED PARTNERSHIP THAT OWNS THE BUILDING HOUSING MYCPA FIRM 3) HESTER & CO POSITION: OTHER - OWNER NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: DESCRIPTION: null START DATE: 01/1993 DESCRIPTION: CPA firm 4) JACK SHERWOOD HOOVER TRUST POSITION: Trustee NATURE: To carry out instructions in the trust for managing assets and paying debts related to the trust for the care of his primary beneficiary, Beverly Hoover, his spouse. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/25/2019 ADDRESS: 2970 Chain Bridge Road, Oakton VA 22124, DESCRIPTION: To manage Trust cash and investment assets, collect trust investment income, disburse periodic trust funds for care of widow who is in a nursing home, see to the preparation of trust tax returns, and distribute residual assets after widow's death to designated family members. 5) CHURCH OF THE GOOD SHEPHERD POSITION: Finance chair NATURE: Manage entity general ledger, present financial reports, observe banking activities for the Methodist Church INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 2351 Hunter Mill Road, Vienna VA 22181, DESCRIPTION: As finance chair I am a member of the Church Council and meet monthly to report spending and collections year to date. 6) TEST LLC POSITION: OUTSIDE ACCOUNTANT NATURE: TECHNICAL TESTING EQUIPMENT SALES INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2022; ADDRESS: 6120 HANGING MOSS ROAD, ORLANDO FL 32807; MAINTAIN GENERAL LEDGER ACCOUNTS, PROCESS ACCOUNTS PAYABLE 7) SPINELLI HESTER FAMILY REVOCABLE LIVING TRUST POSITION: TRUSTEE NATURE: A REVOCABLE TRUST FOR ME AND MY WIFE TO HOLD PERSONAL RESIDENTIAL PROPERTY, INVESTMENTS, AND CASH INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/18/2018 ADDRESS: 2970 Chain Bridge Rd., Oakton VA 22124, United States DESCRIPTION: MANAGE PROPERTYINVEST CASHPROVIDE SMOOTH TRANSITION OF ASSETS TO MY WIFE AND CHILDREN

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-06
S63 Uniform Securities Agent State Law Examination 1995-02-07
  • S65 Uniform Investment Adviser Law Examination
    1999-07-06
  • S63 Uniform Securities Agent State Law Examination
    1995-02-07
Designations

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