Gina Marie Van Baren

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 10/2018
  Securities America, Inc
  Demotte, IN
• 11/2010 → 10/2018
  Securities America Advisors
  La Vista, NE
• 10/2018 → 03/2020
  Ameriprise Financial Services Inc
  Merrillville, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Merrillville, IN

Previous Registrations

• 2010-11-17 → 2018-10-16
  Securities America Advisors, Inc.
  Demotte, IN

Other Businesses

Independent Insurance Brokering; North American; 01/01/2013; Fixed Annuity / Voya; 01/01/2007; . Outside Employment; TI Collective, LLC; Employee of TI Collective LLC which was established for purposes of a shared operational infrastructure, expense management, and continuity planning among team members.; Manage advisory business; 300 E 90th Drive, , Merrillville, IN, 46410; Investment-Related; 02/17/2026; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-07-07
• S63 Uniform Securities Agent State Law Examination
  1999-06-24

Other Names

• Gina Marie Walstra
• Gina Marie Vanbaren