Matthew Brooks Puetz

Current Employers

Employment History

• 05/2011 → 06/2024
  Securities America, Inc
  Bismarck, ND
• 05/2011 → 06/2024
  Securities America Advisors
  Bismarck, ND
• 06/2024 → Present
  Osaic Wealth, Inc.
  Bismarck, ND
• 06/2024 → Present
  Osaic Wealth, Inc.
  Bismarck, ND

Previous Registrations

• 2011-05-18 → 2024-06-14
  Securities America Advisors, Inc.
  Bismarck, ND
  Bismarck, ND
• 2002-01-31 → 2011-05-17
  Equitable Advisors, Llc
  Bismarck, ND
  Bismarck, ND

Other Businesses

1. DIVERSIFIED WEALTH MANAGEMENT POSITION: Insurance Agent NATURE: Life Insurance and Fixed Annuities and Long Term Care Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2011 ADDRESS: 419 Riverwood Drive, Suite 102, Bismarck ND 58504 DESCRIPTION: needs analysis and recommendation to clients and prospects for insurance products listed above 2. COACHING POSITION: coach NATURE: 1) BUSINESS NAME: MATTHEW B PUETZ TITLE: COACH BUSINESS NATURE: FOOTBALL COACH 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2019 ADDRESS: 209 Nova Drive, Bismarck ND 58503 DESCRIPTION: Coaching football from mid August to Mid November. 4 Days a week from 4 to 6 PM 3. BISMARCK FINANCIAL GROUP, LLC POSITION: Managing Member NATURE: LLC created to pay expenses including rent, office related costs and payroll for 1 employee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2009 ADDRESS: 419 Riverwood Dr., Suite 102, Bismarck ND 58504, United States DESCRIPTION: We have one employee that does most of the work. As a member I help create the budget for annual expenses and authorize the payment of said expenses including signing checks.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-17
• S63 Uniform Securities Agent State Law Examination
  1987-12-11

Other Names

• Matt Puetz