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1929 N Washington St M1, Bismarck, ND 58501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2022-04-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Perham | MN | 10/2015 | 09/2017 |
| Unemployed | Wilton | ND | 09/2017 | 01/2018 |
| Capital Financial Services, Inc | Minot | ND | 01/2018 | 04/2018 |
| The Prudential Insurance Company Of America | Bismarck | ND | 04/2018 | 05/2018 |
| Pruco Securities, Llc | Bismarck | ND | 04/2018 | 05/2018 |
| Gradient Advisors Llc | Arden Hills | MN | 09/2019 | 12/2021 |
| Self Employed | Wilton | ND | 07/2019 | 08/2019 |
| Unlimited Excavating | Washburn | ND | 06/2018 | 06/2019 |
| Dakota Wealth Advisors | Bismarck | ND | 01/2022 | 03/2022 |
| Dakota Wealth Advisors Llc | Bismarck | ND | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-08-21 |
| S66 | Uniform Combined State Law Examination | 2006-10-26 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-06 |
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