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Dawn Marie Salerno

Wells Fargo Advisors Financial Network, LLC

Fort Myers, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-17
FL RA APPROVED 2022-07-29
  • TX RA
    APPROVED_RES
    Since 2025-01-17
  • FL RA
    APPROVED
    Since 2022-07-29

Branch Locations

2205 Mcgregor Blvd, Fort Myers, FL 33901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Fort Myers FL 07/2006 07/2022
Wells Fargo Advisors Financial Network, Llc Fort Myers FL 07/2022 Present
Previous Registrations
  • 2006-07-24 → 2022-07-29
    Ubs Financial Services Inc.
    Fort Myers, FL
  • 1997-10-09 → 2006-07-26
    Morgan Stanley Dw Inc.
    Cape Coral, FL
    Cape Coral, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-20
S65 Uniform Investment Adviser Law Examination 1994-06-23
  • S63 Uniform Securities Agent State Law Examination
    2006-06-20
  • S65 Uniform Investment Adviser Law Examination
    1994-06-23
Other Names
  • Dawn Marie Ortega

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
CHARLES SCHWAB & CO., INC.

Other Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

More in Fort Myers, FL

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