David Michael Pintaric

Current Employers

Employment History

• 09/2014 → 06/2019
  Sterne Agee Financial Services, Inc.
  Youngstown, OH
• 01/2015 → 06/2019
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL
• 07/2019 → 09/2019
  Unemployed
  Canfield, OH
• 09/2019 → 06/2024
  Securities America, Inc.
  Youngstown, OH
• 09/2019 → 06/2024
  Securities America Advisors
  Youngstown, OH
• 06/2024 → Present
  Osaic Wealth, Inc.
  Youngstown, OH

Previous Registrations

• 2019-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Youngstown, OH
• 2015-01-30 → 2019-07-01
  Stonex Advisors Inc.
  Youngstown, OH
  Birmingham, AL
• 2014-12-16 → 2015-01-30
  Wrp Investments, Inc.
  Youngstown, OH

Other Businesses

**WLLIAM R PINTARIC & ASSOCIATES, LLC POSITION: Owner NATURE: William R Pintaric & Associates, LLC is the company is which I will employ staff to support my OSJ activities. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 4407 Belmont Ave, Youngstown OH 44505 DESCRIPTION: William R Pintaric & Associates, LLC is the company is which I will employ staff to support my OSJ activities. **WILLIAM R PINTARIC & ASSOCIATES, LLC POSITION: Sales NATURE: Life insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/16/2019 ADDRESS: 4407 Belmont Ave, Youngstown OH 44505 DESCRIPTION: Life insurance sales **DAVID PINTARIC RACING POSITION: Driver NATURE: Professional automobile racing INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2019 ADDRESS: 1105 Fox Den Trail, Canfield OH 44406 DESCRIPTION: Automobile racing **PINTARIC IRREVOCABLE TRUST POSITION: Trustee NATURE: Trustee of Pintaric Irrevocable Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2019 ADDRESS: 1105 Fox Den Trail, Canfield OH 44406 DESCRIPTION: I am trustee of my daughter's Irrevocable trust **SAA POSITION: IAR NATURE: Investment Advisory Representative with Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/16/2019 ADDRESS: 4407 Belmont Ave, Youngstown OH 44505 DESCRIPTION: Investment Advisor Representative **SCOOP MEDIA, LLC POSITION: 10% owner NATURE: Scoop Media, LLC; a web-based discussions board focused on Ohio State college football. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2022 ADDRESS: 2515 Bryn Mawr Drive, Lewis Center OH 43035, United States DESCRIPTION: I have been asked to invest in to this LLC. My role as a 10% owner of the LLC will to help manage the other two members who will own 45% of the LLC each. I will also help with strategic decisions of the company.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-23
• S63 Uniform Securities Agent State Law Examination
  1993-02-10