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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-03
OH RA APPROVED 1999-10-06
  • TX RA
    APPROVED_RES
    Since 2020-01-03
  • OH RA
    APPROVED
    Since 1999-10-06

Branch Locations

965 Windham Ct Suite 5, Youngstown, OH 44512 • United States

East Palestine, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Youngstown OH 09/2005 03/2020
Ameriprise Financial Services, Llc Youngstown OH 03/2020 Present
Other Businesses

Business Ownership; Integrated Professional Partners, LLC; Owner; legal entity established to manage my Ameriprise practice or business, used to pay staff, lease office space, etc; 49712 Elwonger Rd, , East Palestine, OH, 44413; Not Investment-Related; 03/16/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Integrated Professional Partners, LLC; Owner; Legal entity established to manage my Ameriprise practice or business, used to pay staff, lease office space, etc; 49712 Elwonger Road, , East Palestine, OH, 44413; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-12
  • S63 Uniform Securities Agent State Law Examination
    1999-04-12

View on SEC IAPD

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