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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-07-23
TX RA APPROVED 2026-07-07
  • MS RA
    APPROVED
    Since 2026-07-23
  • TX RA
    APPROVED
    Since 2026-07-07

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

2500 Legacy Dr Suite 226, Frisco, TX 75034 • United States

6440 Highway 98 [Satellite], Hattiesburg, MS 39402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hattiesburg MS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hattiesburg MS 11/2016 06/2019
Lpl Financial Llc Hattiesburg MS 06/2019 07/2026
Wells Fargo Advisors Financial Network, Llc Dallas TX 07/2026 Present
Previous Registrations
  • 2019-06-28 → 2026-07-22
    Hattiesburg, MS
    Hattiesburg, MS
    Guntersville, AL
    Frisco, TX
  • 2008-01-01 → 2019-07-08
    Hattiesburg, MS
    Frisco, TX
  • 2005-06-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Hattiesburg, MS
    Hattiesburg, MS
    St. Louis, MO
Other Businesses

1) 6/28/19- Riley Darby Wilson Private Wealth Management Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2) 6/28/19- ALR Limited Liability - owner /Partner - Inv. Related - Hattiesburg, MS-start date 2/16/2017- 0hrs/mth 3) 6/28/19- Robert V. Riley Jr - FARM /purchase and sell livestock - Non-Inv. Related- Hattiesburg, MS - 10hrs/mth 4) 6/28/19- Maverick Oil & Gas LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Princeton, TX- start date 6/30/2010 0% 5)6/28/19- Oil and Gas Business- Business Owner - Inv. Related- Princeton, TX- start date 5/30/2010- 0% 6) 03/04/2024 - RDW Ventures - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 02/10/2023 - 1 Hour Per Month/ 0 Hours During Trading 7) 01/05/2026 - 1ALR, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Home Based - Start Date 01/01/2026 - 0 hours per month/ during trading 8) ALLTECHCAD LLC –; INV RELATED;ALLEN,TX; TECHNOLOGY COMPANY;47% OWNERSHIP; START DATE: 08/11/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-16
S63 Uniform Securities Agent State Law Examination 1987-01-19
  • S66 Uniform Combined State Law Examination
    2017-05-16
  • S63 Uniform Securities Agent State Law Examination
    1987-01-19
Other Names
  • Bobby Riley
  • Bob Riley

View on SEC IAPD

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