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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-18 |
| TN | RA | APPROVED | 2004-04-14 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bristol | TN | 10/1989 | Present |
| Bank Of America, N.A. | Bristol | TN | 07/2011 | Present |
I*24643 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HAMITUP, INC HONEY BAKED HAM INVESTMENT RELATED: N ADDRESS OF BUSINESS: JOHNSON CITY, TENNESSEE 37604 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 1/1/2001 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRES NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-03 |
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