Charles Lucy

Current Employers

Employment History

• 05/2009 → 01/2018
  Wells Fargo Advisors Financial Network Llc
  Williamsburg, VA
• 01/2018 → Present
  Bay Rivers Group Wealth Partners
  Williamburg, VA

Previous Registrations

• 2006-12-07 → 2018-03-07
  Wells Fargo Advisors Financial Network, Llc
  Williamsburg, VA
• 2006-02-21 → 2006-12-15
  Citigroup Global Markets Inc.
  Williamsburg, VA
  New York, NY
  Williamsburg, VA
• 1996-09-11 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Williamsburg, VA

Other Businesses

1. ABCM Partners, LLC dba Bay Rivers Group Tax Services; investment related: YES; Location of the business: 5107 Center Street B1; Description of the business: Bay Rivers Group Tax Preparation will have a CPA that will provide tax preparation services for the public. ; Position Title: Partner; Responsibilities Duties: Duties will include managing the expenses of the LLC. Most business functions, including all tax preparation services of the LLC, will be managed by the CPA.; Start date with business: 2020-11-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1. 2. 5107 Partners, LLC; investment related: Yes; Location of the business: 5107 Center Street B1; Description of the business: Partnership created to purchase and lease out the office space in which BRG currently maintains as it's office.; Position Title: Owner; Responsibilities Duties: We each own 25% of the entity. There are virtually no duties except to pay the HOA and mortgage.; Start date with business: 2018-10-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-28
• S63 Uniform Securities Agent State Law Examination
  1996-08-22

Designations

Other Names

• Charles Phillip Lucy