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Shari L Barker

Morgan Stanley

Williamsburg, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-05
VA RA APPROVED 2024-09-05
  • TX RA
    APPROVED
    Since 2024-09-05
  • VA RA
    APPROVED
    Since 2024-09-05

Branch Locations

437 West Duke Of Gloucester Street, Williamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Hampton VA 06/2022 08/2022
Securities America, Inc. Hampton VA 08/2022 06/2024
Student Hampton VA 07/2017 06/2022
Cks Financial Chesapeake VA 06/2015 07/2017
Osaic Wealth, Inc. Hampton VA 06/2024 08/2024
Morgan Stanley Williamsburg VA 08/2024 Present
  • 06/2022 → 08/2022
    Securities America, Inc
    Hampton, VA
  • 08/2022 → 06/2024
    Securities America, Inc.
    Hampton, VA
  • 07/2017 → 06/2022
    Student
    Hampton, VA
  • 06/2015 → 07/2017
    Cks Financial
    Chesapeake, VA
  • 06/2024 → 08/2024
    Osaic Wealth, Inc.
    Hampton, VA
  • 08/2024 → Present
    Morgan Stanley
    Williamsburg, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-16
S63 Uniform Securities Agent State Law Examination 2022-09-29
  • S65 Uniform Investment Adviser Law Examination
    2024-07-16
  • S63 Uniform Securities Agent State Law Examination
    2022-09-29
Other Names
  • Shari L Keenan
  • Shari Lynn Gasser
  • Shari Lynn Keenan
  • Shari L Johnson
  • Shari Lynn Barker
  • Shari Barker

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WILLIAMSBURG, VA
AMERIPRISE FINANCIAL SERVICES, LLC · Williamsburg, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Willliamsburg, VA
TENZING FINANCIAL LLC · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA
LEVEL FOUR ADVISORY SERVICES · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA
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