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900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-12 |
| MD | RA | APPROVED | 2023-10-06 |
| TX | RA | APPROVED | 2023-10-06 |
Branch Locations
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
7700 Old Georgetown Road Suite 630, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alp A. Atabek, Llc | Bethesda | MD | 01/2010 | Present |
| Commonwealth Financial Network | Bethesda | MD | 01/1995 | 05/2020 |
| Afs Financial Group, Llc | Bethesda | MD | 07/2009 | Present |
| Commonwealth Financial Network | Bethesda | MD | 02/2001 | 05/2020 |
| Afs Financial Group, Llc | Bethesda | MD | 01/2020 | Present |
| Hub Investment Partners, Llc | Austin | TX | 10/2023 | Present |
1) AFS Financial Group, LLC; as insurance agent selling fixed insurance product sales; 07/2009; less than 1% of time; conducted at branch; investment related; 01/2020investment advisory capacity 2) AFS 401K Retirement Services, LLC; partner and Part Owner of private entity created as operating company 401k and Retirement Plan securities and investment advisory business; started January 2012; 10% time; conducted at branch, investment related. 3) Alp A. Atabek, LLC , 80% Owner and President/Managing Member of private entity for payment of compensation to employees of AFS Financial Group, LLC; started January 2010: spends less than 1% of time conducted at branch; investment related. 4) 7700 OGR Financial, LLC; Part Owner and member through AFS 401K Retirement Services LLC and AFS Financial Group, LLC in private entity setup for the purpose of renting, leasing and/or occupying commercial office space; started March 2013: spends 1% of time; conducted at branch; noninvestment related. 5) MoneyNav, LLC; 33% owner of a privately held company created for the purpose of development and marketing of a software system, for contact management and strategic planning for use with retirement plan sponsors and participants; started June 2018; spends 1% of time; conducted at branch; investment relate 6) 1/1/2010 AFS Financial Group, LLC; Trustee; Investment Related, Bethesda/MD; 401K Profit Sharing Plan; less than five hours per month; less than five hours during trading hours; account administration.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-09 |
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