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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2019-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alerus Securities Corporation | Fargo | ND | 07/1994 | 01/2019 |
| Infinex Investments, Inc. | Meriden | CT | 12/2018 | 01/2019 |
| Lpl Financial Llc | Fargo | ND | 01/2019 | Present |
| Bell Bank | Fargo | ND | 01/2019 | Present |
1. 1/17/2019 - Bell Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 04/11/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Business Owner - Start Date - 04/01/2022 - 2 Hours Per Month/ 0 Hours During Securities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-17 |
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