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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-01-05
MO RA APPROVED 1995-10-31
  • TX RA
    APPROVED_RES
    Since 2010-01-05
  • MO RA
    APPROVED
    Since 1995-10-31

Branch Locations

1214 E Champ Clark Dr Suite C, Bowling Green, MO 63334-2363 • United States

Bowling Green, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bowling Green MO 09/2005 03/2020
Ameriprise Financial Services, Llc Bowling Green MO 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 14195 Pike 131, , Bowling Green, MO, 63334; Not Investment-Related; 07/10/2017 / Lot/Land; 128 and 129 Pike County Rds, , Bowling Green, MO, 63334; Not Investment-Related; 04/28/2020 / Commercial; 1214 E Champ Clark Dr., , Bowling Green, MO, 63334; Not Investment-Related; 08/14/2015. Independent Insurance Brokering; National Western Life Insurance Company; 04/01/2024; Fixed Annuity / Fidelity &Guaranty Life Insurance Companyies and Life; 04/01/2024; Fixed Annuity / American Equity Investment Life Insurance Company; 04/01/2024; Fixed Annuity. Business Ownership; James H Hartung LLC; Owner; 6 unit commercial property 1 unit is my current office space. I built the building 25 years ago. Lost in divorce now purchasing back from x wife. It is known a Louis Building; 1214 E Champ Clark Drive, Ste B, Bowling Green, MO, 63334; Not Investment-Related; 07/10/2017; 1 to 9 hours per month; 0 during trading hours / James H Hartung Cattle Co; Owner; Ranching Cattle; 14195 Pike 131, , Bowling Green, MO, 63334; Not Investment-Related; 12/04/1986; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Ruth Jensen Village; Board Member; #5 Industrial Dr., , Bowling Green, MO, 63334; Not Investment-Related; 08/01/1987; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-30
S63 Uniform Securities Agent State Law Examination 1987-05-28
  • S65 Uniform Investment Adviser Law Examination
    2025-07-30
  • S63 Uniform Securities Agent State Law Examination
    1987-05-28
Other Names
  • Jim Hartung

View on SEC IAPD

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