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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2001-12-06
  • MO RA
    APPROVED
    Since 2001-12-06

Branch Locations

1214 E Champ Clark Dr Suite C, Bowling Green, MO 63334-2363 • United States

Bowling Green, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bowling Green MO 09/2005 03/2020
Ameriprise Financial Services, Llc Bowling Green MO 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; Hwy. 54Bowling Green, MO 63334, ,; ; / Commercial; Hwy 54 Louisiana, MO 63353, ,; ; / Commercial; 13676 Highway 61 West Outer RoadBowling Green, MO 63334, ,; ; . Business Ownership; Bowen Properties, LLC; Just a member; It is not a business. It is a family farm for hunting only. No income generated; 13676 Hwy 61 West Outer RoadBowling Green, MO 63334, ,; Not Investment-Related; 04/26/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-29
S63 Uniform Securities Agent State Law Examination 1991-09-26
  • S66 Uniform Combined State Law Examination
    2001-11-29
  • S63 Uniform Securities Agent State Law Examination
    1991-09-26
Other Names
  • Velma Sue Orf
  • Sue Bowen

View on SEC IAPD

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