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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-10
MO RA APPROVED 1999-11-29
  • TX RA
    APPROVED_RES
    Since 2015-02-10
  • MO RA
    APPROVED
    Since 1999-11-29

Branch Locations

812 Georgia St, Louisiana, MO 63353 • United States

Bowling Green, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Louisiana MO 08/1989 03/2020
Ameriprise Financial Services, Llc Louisiana MO 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 125 W Keystone Rd, Unit #101, Keystone, CO, 80435; Not Investment-Related; 08/01/2025. Business Ownership; JP Pike Holdings, LLC; Manager of the LLC which will hold title to a new AMPF Registered Office for liability and tax purposes. No other properties are planned on being acquired or added to this LLC.; LLC will hold title to a new AMPF office for liability and tax purposes.; 812 Georgia St, , Louisiana, MO, 63353; Not Investment-Related; 09/25/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Henry Farms; Seasonal Assistant -; During harvest I plan to support the family farming operation. Main duties will include combine & grain truck operation. Employment is part-time seasonal, as needed evenings & weekends. Total annual income: $2,000-$3,000.; 13129 Pike 271Louisiana, MO 63353, ,; Not Investment-Related; 10/15/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-22
S63 Uniform Securities Agent State Law Examination 1998-08-29
  • S65 Uniform Investment Adviser Law Examination
    2025-08-22
  • S63 Uniform Securities Agent State Law Examination
    1998-08-29

View on SEC IAPD

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