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James Short Cashmore

Capitol Securities Management, Inc.

Glen Allen, VA

Tampa, FL

St Petersburg, FL

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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-16
  • FL RA
    APPROVED
    Since 2020-12-16

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

601 South Harbour Island Blvd Suite 109, Tampa, FL 33602 • United States

St Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Multi-Bank Securities, Inc. Fort Lauderdale FL 07/2016 10/2017
Franklin/Templeton Distributors, Inc St. Petersburg FL 04/2018 04/2020
Capitol Securities Management, Inc Tampa FL 07/2020 Present
Unemployed Tampa FL 04/2020 07/2020
Unemployed Tampa FL 11/2017 03/2018
  • 07/2016 → 10/2017
    Multi-Bank Securities, Inc.
    Fort Lauderdale, FL
  • 04/2018 → 04/2020
    Franklin/Templeton Distributors, Inc
    St. Petersburg, FL
  • 07/2020 → Present
    Capitol Securities Management, Inc
    Tampa, FL
  • 04/2020 → 07/2020
    Unemployed
    Tampa, FL
  • 11/2017 → 03/2018
    Unemployed
    Tampa, FL
Previous Registrations
  • 2013-06-26 → 2014-04-15
    D.A. Davidson & Co.
    St. Petersburg, FL
  • 2004-11-16 → 2012-05-18
    Stephens
    St Petersburg, FL
    St Petersburg, FL
  • 1996-03-21 → 2002-12-31
    William R. Hough & Co.
    St. Petersburg, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-06-08
S65 Uniform Investment Adviser Law Examination 2020-12-13
  • S63 Uniform Securities Agent State Law Examination
    2021-06-08
  • S65 Uniform Investment Adviser Law Examination
    2020-12-13
Designations
Other Names
  • Jim Cashmore
  • James Short Cashmore
  • James S. Cashmore

View on SEC IAPD

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LPL FINANCIAL LLC · GLEN ALLEN, VA
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CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
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