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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-10 |
| MO | RA | APPROVED | 2021-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Kansas City | MO | 11/2013 | Present |
*376855 - JA Hamilton LLC; Investment Related - Yes; Hannibal; MO; Family Farm; Passive partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2004; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-09 |
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