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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-04-30 |
| VA | RA | APPROVED | 2015-04-13 |
Branch Locations
2021 Meadowview Lane, Kingsport, TN 37660 • United States
Bristol, VA • United States
1911 Tennessee 394, Blountville, TN 37617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Abingdon | VA | 04/2015 | Present |
| Eastman Credit Union | Abingdon | VA | 09/2018 | Present |
| Hometrust Bank | Johnson City | TN | 04/2015 | 10/2019 |
1. 4/13/2015 - ECU ASSET MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-12 |
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