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Roger Dean Achtermann

Morgan Stanley

Alexandria, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
VA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

333 John Carlyle Street Suite 650, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Alexandria VA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Alexandria, VA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*205249 - Rental Property; Investment related - Yes; Alexandria, Virginia; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/1992; During business hours: 0; After business hours: 0.1; Property Management, Administrative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-12-18
S63 Uniform Securities Agent State Law Examination 1987-02-04
  • S65 Uniform Investment Adviser Law Examination
    1991-12-18
  • S63 Uniform Securities Agent State Law Examination
    1987-02-04
Other Names
  • Roger Dean Achterman
  • Roger Achterman

View on SEC IAPD

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