Best Investors Account Sign in

Francis L Summers

Wells Fargo Clearing Services, LLC

Virginia Beach, VA

Singer Island, FL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-21
TX RA APPROVED_RES 2018-11-09
VA RA APPROVED 2007-09-13
  • FL RA
    APPROVED
    Since 2022-12-21
  • TX RA
    APPROVED_RES
    Since 2018-11-09
  • VA RA
    APPROVED
    Since 2007-09-13

Branch Locations

208 Golden Oak Ct Stes 250 & 300 Reflections Iii, Virginia Beach, VA 23452 • United States

Singer Island, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Virginia Beach VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Virginia Beach VA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-24
S63 Uniform Securities Agent State Law Examination 1987-01-30
  • S66 Uniform Combined State Law Examination
    2007-07-24
  • S63 Uniform Securities Agent State Law Examination
    1987-01-30
Other Names
  • Lee Summers
  • Francis Lee Iii Summers
  • Francis Lee Summers
  • F Lee Summers
  • F Lee Summers
  • F. Lee Summers

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BEACON HARBOR WEALTH ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FINANCIAL SECURITY ADVISORY INC
DAVENPORT & COMPANY LLC
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
EDWARD JONES

Other Investors

BRYAN BARTLETT REX
JOSEPH SCOTT KOMARNICKI
ADAM THOMAS REX
Jonathan Asher Woods
CONNOR ALEXANDER PARKER
GEORGE GARDES MACDONALD
JEREMY WAYNE INGRAM
Connor Van Harris

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
BEACON HARBOR WEALTH ADVISORS · VIRGINIA BEACH, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VIRGINIA BEACH, VA
FINANCIAL SECURITY ADVISORY INC · VIRGINIA BEACH, VA
DAVENPORT & COMPANY LLC · VIRGINIA BEACH, VA
FINANCIAL SECURITY ADVISORY INC · VA BEACH, VA
LPL FINANCIAL LLC · VIRGINIA BEACH, VA

More in Virginia Beach, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor