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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-04-22 |
| TX | RA | APPROVED_RES | 2021-04-22 |
Branch Locations
2209 Holiday Manor Center, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Louisville | KY | 11/2015 | 01/2019 |
| Jp Morgan Securities Llc | Louisville | KY | 11/2015 | 01/2019 |
| Jefferson County Public Schools | Louisville | KY | 11/2016 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 01/2019 | 03/2021 |
| Jp Morgan Securities Llc | Louisville | KY | 03/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Louisville | KY | 03/2021 | Present |
| Bank Of America Corp | Louisville | KY | 01/2019 | 03/2021 |
Entity Name: PET COLLARS, LLC Investment related: No Address: LOUISVILLE, KY 40207 Nature of the other business: Pet Products Position/Title/Relationship: Owner/Partner Start Date: 10/18/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: SELL HANDMADE DOG AND CAT COLLARS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-18 |
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