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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-01-02
  • MA RA
    APPROVED
    Since 2024-01-02

Branch Locations

2527 Cranberry Highway C3, Wareham, MA 02571 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Boston MA 01/2015 03/2017
Mass Mutual Life Insurance Company Wareham MA 07/2016 12/2023
Mml Investors Services, Llc Wareham MA 03/2017 12/2023
Cambridge Investment Research, Inc. Fairfield IA 12/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2023 Present
Previous Registrations
  • 2017-03-25 → 2023-12-21
    Mattapoisett, MA
    Boston, MA
    East Providence, RI
    Wareham, MA
  • 2010-08-03 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    East Providence, RI
    Boston, MA
    Mattapoisett, MA
  • 2009-10-26 → 2015-01-02
    New England Securities
    East Providence, RI
    Lakeville, MA
    Bridgewater, MA
    Boston, MA
    Boston, MA
    Boston, MA
Other Businesses

1. BARRY S. WYMAN, 2527 Cranberry Highway C3, Wareham MA, 12/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO - 5 HR TRADING 2. WYMAN FINANCIAL GROUP, LLC, 2527 Cranberry Highway C3, Wareham MA, 12/2023, USING A TRADE NAME/DBA FOR FINANCIAL SERVICES, INV REL, 220 HR/MO - 140 HR TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4. FLORA T. LITTLE TRUST, Bridgewater Public Library, 15 South Street, Bridgewater MA 02324, United States, 12/20/2023, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-14
S63 Uniform Securities Agent State Law Examination 1986-12-02
  • S65 Uniform Investment Adviser Law Examination
    1992-09-14
  • S63 Uniform Securities Agent State Law Examination
    1986-12-02
Designations

View on SEC IAPD

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