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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-05 |
| NJ | RA | APPROVED | 2026-02-23 |
| PA | RA | APPROVED | 2026-01-30 |
| VT | RA | APPROVED | 2025-06-09 |
| NY | RA | APPROVED | 2024-02-23 |
| GA | RA | APPROVED | 2023-06-12 |
| CT | RA | APPROVED | 2022-08-23 |
| NH | RA | APPROVED | 2021-11-18 |
| MA | RA | APPROVED | 2021-10-18 |
| RI | RA | APPROVED | 2021-09-08 |
Branch Locations
237 Main Street, Wareham, MA 02571 • United States
999 Worcester Street, Wellesley, MA 02482 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Focus Asset Management | Pembroke | MA | 09/2009 | 07/2018 |
| Apple Corp. | Hingham | MA | 09/2012 | 07/2018 |
| Td Bank N.A. | Foxboro | MA | 07/2018 | 07/2020 |
| Td Bank N.A. | Falmouth | MA | 08/2020 | 08/2021 |
| Td Bank N.A. | Wareham | MA | 08/2021 | Present |
| Td Private Client Wealth Llc | Wareham | MA | 08/2021 | Present |
COLLETTE VACATIONS, 162 MIDDLE STREET, PAWTUCKET, RI. THE TYPE OF BUSINESS: TRAVEL WHOLESALER. TITLE: TRAVEL ADVISOR. WORKS 1 HOUR A YEAR AND 0 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-13 |
| S66 | Uniform Combined State Law Examination | 2006-11-22 |
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