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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-09
WI RA APPROVED 2026-01-09
AZ RA APPROVED 2018-10-22
  • FL RA
    APPROVED
    Since 2026-01-09
  • WI RA
    APPROVED
    Since 2026-01-09
  • AZ RA
    APPROVED
    Since 2018-10-22

Branch Locations

540 Fort Evans Road, Ne Suite #200, Leesburg, VA 20176 • United States

4811 S. 76Th Street Suite #401, Greenfield, WI 53220 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Financial Group Racine WI 09/1991 Present
Centaurus Financial Inc. Anaheim CA 03/2017 Present
Other Businesses

PIONEER FINANCIAL GROUP LLC, NON-INVESTMENT RELATED, 542 STATE STREET, SUITE #6, RACINE, WI 53402, DBA, INSURANCE SALES (ANNUITY), AGENT, SINCE 1/1986, DEVOTED TIME IS 160 HOURS A MONTH, PROSPECT THROUGH PUBLIC MEETINGS, MEET WITH POTENTIAL CLIENTS AND PRESENT ANNUITY RECOMMENDATIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-27
S63 Uniform Securities Agent State Law Examination 2001-02-23
  • S66 Uniform Combined State Law Examination
    2017-11-27
  • S63 Uniform Securities Agent State Law Examination
    2001-02-23

View on SEC IAPD

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