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Ricky Landon Faircloth

Berg Faircloth Investment Advisors

Leesburg, VA

CRD 3117825

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Employer firm

Berg Faircloth Investment Advisors CRD 118673

$41.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Berg Faircloth Investment Advisors

44135 Woodridge Parkway Suite 200, Leesburg, VA 20176 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2013-10-10
FL RA APPROVED 2012-12-14
NC RA APPROVED 2012-11-14
MD RA APPROVED 2012-07-03
TX RA APPROVED_RES 2008-09-24
VA RA APPROVED 2005-03-25
  • DC RA
    APPROVED
    Since 2013-10-10
  • FL RA
    APPROVED
    Since 2012-12-14
  • NC RA
    APPROVED
    Since 2012-11-14
  • MD RA
    APPROVED
    Since 2012-07-03
  • TX RA
    APPROVED_RES
    Since 2008-09-24
  • VA RA
    APPROVED
    Since 2005-03-25

Branch Locations

44135 Woodridge Pkwy Suite 200, Leesburg, VA 20176 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berg Faircloth & Co. Leesburg VA 07/1980 Present
Berg Faircloth Investment Advisors Leesburg VA 11/1998 Present
Loudoun Real Estate Round Hill VA 11/1997 Present
Berg Faircloth Llp Round Hill VA 11/2002 Present
Lfg Partnership Round Hill VA 01/2001 Present
Ibaoraw Round Hill VA 06/2008 Present
  • 07/1980 → Present
    Berg Faircloth & Co.
    Leesburg, VA
  • 11/1998 → Present
    Leesburg, VA
  • 11/1997 → Present
    Loudoun Real Estate
    Round Hill, VA
  • 11/2002 → Present
    Berg Faircloth Llp
    Round Hill, VA
  • 01/2001 → Present
    Lfg Partnership
    Round Hill, VA
  • 06/2008 → Present
    Ibaoraw
    Round Hill, VA
Other Businesses

1) BERG FAIRCLOTH AND COMPANY - TAX PREP. AND ACCOUNTING - OWNER / CPA - LEESBURG, VA - SINCE 7/1980.--- 2) BERG FAIRCLOTH INVESTMENT ADVISORS - FINANCIAL PLANNING AND INVESTMENT MANAGEMENT - INVESTMENT ADVISER REP. - LEESBURG, VA - SINCE 11/1998.--- 3) LOUDOUN REAL ESTATE SALES - REAL ESTATE SALES AND RENTAL - OWNER / REAL ESATE SALES - ROUND HILL, VA - SINCE 11/1997.--- 4) LFG PARTNERSHIP - FARM - OWNER / FARMER - ROUND HILL, VA - SINCE 1/2001.--- 5) BERG FAIRCLOTH LLP - COMMERCIAL PROPERTY MGT. - OWNER / PROPERTY MANAGER - ROUND HILL, VA - SINCE 11/2002. 6) IBAFORAW - PARTNER - REAL ESTATE PROPERTY SALES, MANAGEMENT, AND CONSULTING - ROUND HILL, VA - SINCE 06/2008.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-21
S65 Uniform Investment Adviser Law Examination 2000-02-04
  • S63 Uniform Securities Agent State Law Examination
    2000-09-21
  • S65 Uniform Investment Adviser Law Examination
    2000-02-04

View on SEC IAPD

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